REGULATING COMPETITION IN THE NEW ECONOMY - DOES COMPETITION STIFLE
INNOVATION IN THE NEW ECONOMY
Chaired by: Wendy Luhabe, Chairperson
Vodacom
Panel Members:
· Lawrence Reyburn, Patent Attorney
· Yasmin
Carrim, Councillor of the Independent Communication Authority of South
Africa
· Andrew Smith, Partner, Arthur Anderson Worldwide
· Myron
Zlotnick, Director for Regulatory Affairs, Mweb Connect
· Dr Alan Hirsch,
Deputy Chief Economist, Department of Trade and Industry
MS LUHABE: Good
morning ladies and gentlemen. Our panel is not complete. We will be joined by
the last panellists during the course of our deliberations. I’m told that people
who have an ‘e’ in any part of their name automatically become members of the
new economy. So in that respect I’m chairing this third and final panel
discussion of the conference as a member of this growing community and not as an
authority on the theme that we are about to explore.
We’ve invited a
very distinguished panel, which comprises of people who are more knowledgeable
about these issues and they will eliminate us regarding whether competition in
the new economy does, in fact, stifle innovation. We will explore this question
from a number of perspectives and hopefully at the end of these various inputs
we will be able to reach some conclusions.
Dan Rubinfeld has already
pre-empted this conclusion by confirming that he believes that competition is
good for innovation. But that view might be changed by the end of this panel
discussion. I propose that we allow all the panel members to make their inputs,
which will be about fifteen (15) to twenty (20) minutes and that if you have any
comments or questions that arise at any stage, you simply hold on to them. We
will allow some time at the end of the presentations to hear your responses,
your views, as I believe … at least I have been told that learning really
happens when we interact with each other’s knowledge and when we add to it or
when we question it.
And finally, before I introduce the first panel
member, I can assure you that the world will still be intact at the end of these
next two hours. So you can switch off your cell phones. Our first panellist is
Lawrence Reyburn, who is a Patent Attorney. Lawrence is of longstanding. He has
practiced both in South Africa and in Europe. He has always taken a keen
interest in Competition Law and he is the General Editor of a book called
‘Competition Law of South Africa’. Lawrence will speak about a competition
policy approach to the licensing of Intellectual Property and the relevance of
international guidelines for South Africa. He will also look at the problems,
that develop in countries, which are not major generators of Intellectual
Property, face, in establishing fairness in the way in which Intellectual
Property is used. I hand you over to Lawrence and you can speak from where you
are Lawrence.
MR REYBURN: Good morning ladies and gentlemen. The
subject that has been allocated to me is both vast and complex and you’ll
forgive me if I give you a view of it only from the hilltops and leave a lot of
the terrain unobserved and un-noted. If we have time during the discussion and
you’d like to raise some of your favourite topics that I’ve ignored, please feel
free to do this.
Let’s start with the common observation that one finds
in the media, almost as a commonplace now. But the total value of global
Intellectual Property in corporate hands by far exceeds the value of tangible
assets – that’s bricks and mortar, land, buildings, machinery, stocks in
warehouses and so on. If this assertion is correct it’s difficult to verify its
accuracy. But even if it is not correct it is clear that the value of total
global Intellectual Property today is colossal. Not only that, but its relative
value in relation to traditional tangible assets is growing steadily and the
uses that are made of it in business are increasingly sophisticated. This has
implications for the competition system, as I think we will see.
In
countries with mature sophisticated competition systems, Intellectual Property
is recognised and there is a great deal said about it in the legislation, rules
and regulations, guidelines and in copious cases, decided cases. In South Africa
this is not yet the case. Surprisingly or unsurprisingly it seems that the
authors of the current legislation, when they had covered the field which we now
know is present in the Act, felt that they had done enough and that these issues
such as Intellectual Property should be left for a more specialised look at a
later time. And I’m suggesting that the later time has now
arrived.
It’s important to know what we understand exactly by
Intellectual Property. The main pillars are, of course, patents, trademarks and
copyright, all of which have associated statutes. There are also industrial
designs, which have perhaps lesser economic importance in the economy, but still
to the industries, which use them, are of great importance. The same applies to
plant breeders’ rights and the rights stemming from the Performers Protection
Act, which apply to actors, dancers and musicians, in particular. Those are by
and large the forms of Intellectual Property recognised by statute. There is
also common law Intellectual Property in the form of confidential, commercial
and technical information generally parading under the name ‘trade secrets’.
That, by implication, is recognised in the current Act and certainly there is a
great deal of value associated with it.
In South Africa we have a long
tradition of oral history, which is not yet properly documented. There are
interesting studies being undertaken, particularly by WIPO in Geneva of the role
of traditional knowledge in the Intellectual Property system. And although the
outcome is not yet clear and it’s even controversial whether one can consider
traditional knowledge to be a form of Intellectual Property, this is an area,
which should be of great importance for South Africa to explore. One thinks
simply of the knowledge of traditional herbalists and the knowledge, which
Sangomas have and the power that they wield in their communities, to realise
that there is something there, which requires understanding a definition. It may
well have Intellectual Property content, even if one has to go the step,
currently not possible in traditional Intellectual Property, of having a concept
of communal ownership.
South Africa is also a member of the major
treaties, which are the Paris Treaty, the Bern Treaty, the Rome Treaty, more
recently the Patent Co-operation Treaty and of course the TRIPS Agreements,
which we were induced to join - I think Alan Asher would have a stronger word
for that – of which we are paid up members. On the face of it this then
establishes a regime of Intellectual Property protection, which is quite
impressive. Does the reality match the appearance? Regrettably I’m afraid the
answer to that is no. We have numerous structural weaknesses in the legislation
and there are severe administrative problems.
As far as the legislation
is concerned, I take, as an example, the Patents Act. In South Africa we have a
registration system, not an examination system. The patent applications files in
this country are granted automatically. The Patent office would not be entitled
to refuse me a patent application if I filed it on this cup or this glass
standing here. The result is that a vast number of South African patents granted
are invalid and the task of dealing with their validity and the implications of
this morass of invalid patents is left to a later stage and it has to be fought
out in the private arena. Where is it fought out? It is fought out in the
Patents Court. What is the Patents Court? It is a fiction. It is simply the duty
judge available in that week the in the TPD in Pretoria. So we are in the High
Court system, boots and all. There are procedural tangles of a complexity, which
are quite unfathomable from outside, arising from the fact that one is governed
partly by the Patents Act, partly by the rules of court and partly by the normal
judicial process. The result is that the simplest procedural matters usually
have to go to the AD. We have no specialist judges and the quality of the
judgements is regrettably very patchy. It is, in fact, surprising that so many
good judgements have been rendered rather than the opposite.
If we take
the Designs Act, we have what to me is the silliest piece of legislation I have
ever come across. It attempts to differentiate between the aesthetic and the
functional features of designs. Now anybody who has ever looked at or heard the
word ‘bauhaus’ or looked at any conceptual literature on the modernist movement
will know that form is function and that anything done since the twenties (20’s)
or the thirties (30’s) tries to blend appearance and function to a point where
they are inseparable. And yet this Act, as recently as nineteen ninety-three
(1993), created separate categories of registration. One of the consequences of
this is that nobody knows where design should properly be filed. And the result
is that most people file them in both classes. This is very good for the patent
attorneys who drafted the legislation and managed to whisk it through the then
standing Committee, but I believe it is not good for industry, which has to deal
with the consequences, which are necessarily, disputes and
litigation.
Furthermore the design community has rather boycotted this
Act and understandably so, so far from stimulating design activity I believe it
has actually retarded it.
In the Trademarks picture we have perhaps a
better Act, but I am somewhat alarmed at a few of its provisions, particularly
those that give protection to unregistered trademarks and I think our
interpretation, as a developing country, of the Paris Convention provisions
relating to unregistered trademarks have been somewhat generous. And if
MacDonalds is somewhere around in the audience I hope they are hearing
that.
We don’t have time to dwell on these difficulties other than the
fact that I would like to stress that some of them in the administrators sphere
have reasonably quick cures. At present it’s taking something up to three (3)
years to examine a trademark application that’s filed, but one hopes that the
emergency measures, which have been put into place, will bring that and some of
the associated problems like searching particularly of patents where it’s almost
impossible to carry out a name search or a subject matter search with accuracy
back onto some kind of acceptable target.
Now the uses to which
Intellectual Property are being put, as I mentioned, are increasingly
sophisticated, but we still have, in South Africa, a base load of conventional
usage. We are a primary producer as a country in terms of economy. A lot of our
patents are directed to minerals, to mining, to refining and those are major
areas of patenting activity. Equally manufactured products and machines are
still important. The patent system and the Intellectual Property system
generally serves the entire range of communities - big companies, small, hi-tech
companies, the low-tech companies. And I think it has proven its worth to all of
them. It is a very valuable aspect of our economic development.
If one
steps back a little bit, there is however an almost philosophical question that
you have to ask in relation to the competition system. Intellectual property, by
its nature, may be seen to be pro-monopoly. The competition system inherently is
anti-monopoly. Although, as Dan Rubinfeld and others have stressed, monopolies
that arise through superior performance are fine. The apparent tension between
these ideas has led to a great deal of retardation in the acceptance of
Intellectual Property in the competition systems of the world and it took very
nearly a century, I believe, in the US system for the role of Intellectual
Property to be fully appreciated and for its status to be recognised. Now what
is that status, if we can fast forward to the point where the American system
adopted the guidelines of nineteen ninety-five (1995). It is a recognition that
Intellectual Property and its proper usage stimulates innovation. It creates new
products. It allocates recourses efficiently, particularly through the mechanism
of licensing and it lowers barriers of entry into industries. It is therefore a
complimentary aspect of bringing about competition along with competition
regulation.
When the South African authorities get round to examining
Intellectual Property and formulating a policy about that, and that is happening
right now, I hope they will start with that American document as the starting
point, rather than attempting to go through the procedures, which Europe and
America experienced of an initial hostility between the competition system and
the Intellectual Property system, which was only worn away by a long period of
experience.
This doesn’t mean that Intellectual Property can’t be
abused and one of the pillars of its treatment, even under the US system and the
US guidelines, is that Intellectual Property must be approached on the same
basis as any other kind of asset and the general rules of competition apply. In
other words if there is dominance, if there is an abuse, one is not rescued by
the fact that one happens to hold a patent or a trademark.
The only
explicit reference in the Competition Act of nineteen ninety-eight (1998) is in
Section ten four [10(4)], as amended, which states that a firm may apply to the
Commission to exempt from the application of Chapter two (2) an agreement or
practice or category of agreements or practices that relates to the exercise of
Intellectual Property rights. The Commission is empowered under Section four A
[4(1)] to grant such an exemption for a specified term. The conditions for those
grants of exemption are not clearly expressed. They are not expressed at all and
it is something of an open question whether they are any different from the
conditions, which would apply under a normal restrictive practice or agreement
for which application for exemption would be made. And I think the answer has to
be that there is some kind of special deal in relation to Intellectual Property.
What it is can perhaps be worked out, but it would greatly help the Intellectual
Property community, i.e. the owners and users of Intellectual Property and their
advisors, if there could be some fleshing out of those
provisions.
There are very few cases, in South Africa, on Intellectual
Property in relation to competition and the Tribunal, I think, has made only one
in which the reference was almost unintended, I think. It is the case of DW
Integrators versus SAS Institute, where the question arose of a licence having
been terminated under what was essentially the copyright in a major software
program. The applicant for the relief wanted the restoration of a licence, which
had been terminated. The Tribunal refused the application but not on the grounds
that it had no power to do so, but merely on the basis that the circumstances
for restoration had not been shown. In the background, had it been considered,
is the consideration that here at stake was, in fact, a compulsory licence under
the copyright. The owner of the copyright did not want to grant the licence. If
the Tribunal had acceded to the request for restoration of the status of the
licensee, there would have been a compulsory licence granted.
Now this
is not a new phenomenon. There is a major case under European law, McGill’s
case, where a television broadcaster withheld information about its program
scheduling - in other words its list of the programs that it was intending to
broadcast and the particular times and dates on which it would do so – until it
had been able to get this out in its own literature and thereby monopolise this
area. A publisher named McGill said this was an abusive dominance and applied to
the court for an order … I think it went to the Commission first and eventually
to the court – for an order compelling the BBC, which was one of the
broadcasters involved and one the of the Irish television authorities – to make
the scheduling available. Now that is a compilation in copyright law. It’s a
written document. And again the Tribunal had no difficulty in granting that
application. So, in effect, a compulsory licence under copyright was given then
and there.
If one turns to the IP legislation for guidance as to how
these two systems might fit together, one finds that the fit is uneven. And I’ll
take only one section, by way of example, although it is perhaps the best
example. It is Section ninety (90) of the South Africa Patents Act of nineteen
seventy-eight (1978). This renders null and void a number of provisions
sometimes found in licence agreements and agreements for the sale of patented
products. Among the provisions that are rendered null and void are those
prohibiting a licensee or purchaser of a patents product from buying or using
articles not supplied by the licence or the seller; Prohibitions on restricting
the licensee or purchaser of a patented product from using any article not
protected by the patent; Prohibitions or restrictions requiring the licensee or
purchaser of the patented product to obtain from the patentee or the seller any
articles not protected by the patent; The requirement that the purchaser of a
patented article observe a specified resale price; And the restriction on the
use of the patented dimension in any country in which it is not
patented.
So wrapped up in Section ninety (90) of the Patents Act we
have a mini competition regime. There are also other areas of overlap between
the legislation and the competition system. In my opinion it’s pointless and
counter productive to have a set of fainthearted anti-trust provisions in an
isolated statute such as Section ninety (90) of the Patents Act. When the
activities constrained by it would already, in appropriate circumstances, amount
to restrictive practices or prohibited agreements under the Competition Act. So
Section ninety (90) of the Patents Act cries out to be repealed, with or without
some minor amendments to make it clear in the Competition Act that the
Competition Act now captures the subject matter of those constraints. There are
similar provisions in the Designs Act, and I won’t go into them. And if one
scours the IP statute one will find even a couple of these in the Copyright Act
and the Trademarks Act.
There is provision in the Patents Act for
compulsory licensing and this is becoming an issue of enormous importance in the
debate currently raging over cheap drugs for suffers of AIDS and HIV. The
compulsory licensing provisions are not at stake in the case now being fought
before the court in Pretoria. At stake is the constitutional validity of Section
fifteen C [15(c)] and a few other sections of the amended Medicines and Related
Substances Control Act. But it is interesting to observe that the compulsory
licensing provisions have existed in the Patents Act since year dot. They were
extensively amended as recently as nineteen ninety-seven (1997) and the State is
not relying on those provisions in its approach to the drugs
question.
Generics manufacturers in South Africa, if there are any
still, are not bringing compulsory licence applications and one can only assume
that the compulsory licence provisions are something of a dead letter. Why is
that so? My belief, having advised on many matters where they do come into
question, is that when one is concerned with compulsory licensing one usually,
particularly in relation to drugs, one is usually concerned with the Generics
operator trying to get into the business where there is super profits being made
by a company, which is a patentee. The issue of costs is vitally important and
although legal costs in the longer term may not be important because of the
complexities of the procedures, the cost that is associated with these
applications, the uncertainty and the delay, they’re simply not brought. They
have a certain value enforcing parties to negotiate, but the compulsory
licensing provisions have been something of a neglected area.
I don’t
think that could continue and I have a suggestion to make that the compulsory
licensing regime be taken out of the Intellectual Property statute and put into
the competition system. One of the most important issues to investigate, in
fact, it’s the core of the compulsory licence process, is has there been some
sort of abuse, normally an abuse of dominance, at least in a market which might
be confined to a single drug. The courts are very poorly placed to investigate
that. Judges are judges and not economists and if you could bring these complex
matters of economic theory before South African High Court judges, I don’t think
you’ll get a particularly good hearing. And I would suggest that the country
would be enormously advantaged if this issue could be taken out of the
Intellectual Property system and transferred where I believe it belongs and
where I believe there is already concurrent jurisdiction a la
McGill.
We might think that we have got a crisis on our hands and
almost an emergency to deal with the issue of licensing of drugs in relations to
AIDS, but believe that’s only the tip of the iceberg. If one looks at the
development in certain biological areas and particularly the completion of the
g-nome sequencing project and the mass of patenting to which that has given
rise, I believe we’re shortly going to be overwhelmed with a vast number of
patents related to most fundamental matters of biological sciences, even going
to the root of life itself. And there are major, major issues here, which need
the widest possible form of investigation.
I can’t possibly see that
those will be adequately dealt with in the normal compulsory licensing
procedure, whereas if they come before bodies which have wide investigative
powers, are able to blend economists with lawyers in the way that many speakers
have emphasised, is essential, if one is to get to a proper understanding of
these technical issues, then, I think, this has to be done in our interests.
Particularly as a developing country we do not generate much of this technology
and we could easily find ourselves in the position of being almost at ransom to
the big trans-national corporations in this area.
Returning to the more
immediate issues, I know that the Competition Commission has launched a policy
investigation, Intellectual Property generally, with the ultimate view of
issuing a guideline on the subject comparable to the comprehensive and admiral
documents, which have been issued in countries such as the USA and Canada. The
USA guidelines are contained in this document. It’s not particularly big and I
would recommend it to anybody who is making any kind of study of this question.
As I said I think it is the most sophisticated and advanced statement of the
issue and it reinforces the complimentarity of Intellectual Property in the
Competition system. The Canadian guidelines, also of recent origin, are very
useful as well.
That brings me virtually to the end of my talk and I am
now in the position to give you the short answer, after this long discourse, to
the question relevant to my topic, whether regulation stifles innovation. The
answer is, I think poor regulation can certainly impede and delay innovation.
Over the longer term regulation cannot stifle innovation. In fact, if recent
developments in technology proceed along their headlong course now, the
probability is that innovation will be stifling regulation. Thank
you.
MS LUHABE: Thank you Lawrence. That was most interesting. Our next
panellist is Yasmin Tayob Carrim, who is a Councillor of the Independent
Communications Authority of South Africa. Yasmin is an attorney with extensive
legal experience and has acted in many public interest litigation matters. She
will speak to us about the regulation regime in the telecommunications sector
where rapid innovation presents rather very unique challenges for South Africa.
Yasmin.
MS CARRIM: Thank you Chair. I’d like to speak from where I’m
sitting, if that’s all right with the audience. Thank you Chairperson. Just as,
I think, the theme of the conference is ‘does competition promote economic
growth and innovation’ and I think that sometimes it’s quite important to remind
ourselves of the instances where we actually experienced that.
And
before I speak about the experiences of ICASA in regulating fast-moving
technologies, I recall an incident in nineteen ninety-five (1995) where a
colleague of mine was described very much as an esoteric lawyer, disappeared
into India and nobody could found out where she was. And this was a time when
India was liberalising its markets as an emerging economy. Telecommunications
was one of those sectors. Eventually one of us received an e-mail from some
Internet Café somewhere in Goa, which read as follows: “Hello everybody, I’m
living on the beach, camping out. If you want to contact me, please send a fax
to such and such a fax number”. And we all sort of thought if you’re living on
the beach, camping out, how is it that you’re going to have a fax machine?
Eventually, of course, it transpired that very close to the beach was a little
franchised phone shop, which had fax services, Internet services, etc. And not
only were my friend and her current husband, who was the reason for the
disappearance in India … not only did they utilise that to send messages to
their friends, but they also used it as a post box, which every time we sent a
fax the fax was delivered by a little six-year old boy, which was, of course, a
delivery service and who charged for anna’s delivery.
So does
competition create jobs? Yes, it seems like it, because the little boy who
earned four Anna’s at a time really enjoyed his work. So I think, just to remind
us of those instances, because when we get into the debates about competition we
forget that there’s an impact out there on the economy and we often forget that
that’s the impact that we’re trying to strive to get.
Having used that
example, I thought that what I would do is just speak to you in two parts. One
is to give you an indication of what ICASA is about, the kinds of things we’ve
been doing, the kinds of difficulties and challenges we face and in the process
of that pick up on some of the regulatory issues and regulatory aspects in terms
of the theme of the panel. If I’m unable to explore everything in the time that
I’m allocated, hopefully I’ll pick up those things during
discussions.
Just to give a background to the Independent
Communications Authority of South Africa, most of you will remember that before
July two thousand (2000) we had the Independent Broadcasting Authority, which
regulated broadcasting in the public interest and the South African
Telecommunications Regulatory Authority (SATRA), whose responsibility was to
regulate telecommunications. In July the two bodies were merged by the ICASA
Act, which created the Independent Communications Authority of South
Africa.
The rationale for the merger was essentially that the
technologies in broadcasting and telecommunications are converging to such an
extent that that poses a challenge between distinguishing between traditional
telecoms sector and broadcasting and information processes. While that is very
true and it’s something that we’re seeing on a daily basis, convergence of the
regulatory bodies in such a manner actually brought about quite a few
difficulties for the new Council that was appointed as a result of the merger.
What was previously two separate Councils consisting of thirteen (13)
Councillors, was reduced to seven (7) and they basically walked into two
different organisations with very different capacities, very different
organisational cultures and very different pieces of legislation. Till today the
regulatory authority, ICASA, is actually governed by four (4) pieces of
legislation. That’s the ICASA Act, the Telecommunications Act, the IBA Act and
the Broadcasting Act. Not to mention the Competition Act now with concurrent
jurisdiction, which we’re in the process of sorting out and the Administrative
Justice Act and the Access to Information Act or the Open Democracy Act. So as a
regulatory body we find ourselves feeling pretty schizophrenic, but that’s
something that we hope to, in time, sort out.
Having given you that
background, what we encountered as a result of the merger was a large backlog of
matters that had to be dealt with and the backlog ranged from decisions that
needed to be made on applications, both in broadcasting and telecoms and to the
issuing of regulations. So that is sort of the context we worked in and we also
found there was a fair amount of organisational inefficiencies, which ranged
from bad systems and lack of systems and policies and a lack of key personnel.
Since then the Authority has appointed a CEO, has appointed auditors, has
decided that it’s going to proceed on the basis of having two (2) divisions, the
broadcasting division and the telecommunications division and we tried to cut
through some of the backlog. Some of the decisions that we’ve taken in the last
eight (8) months attracted a fair amount of national and international
attention. Not to mention it also resulted in some rolling mass action against
the Authority. We’re always hated by somebody. We had the community radio
licence interest groups, the National Community Radio Licence Forum, marching on
the premises of the Authority and presenting us with petitions, understandably,
because there have been such long delays in the licensing of four-year community
radio licences.
Similarly Vodacom, unhappy with our decision around the
1800 Megahertz, also created this … maybe it didn’t create it directly, but we
had rolling mass action against us from supporters of Vodacom. We had electronic
petitions being sent to us on a daily basis after that. So it’s been pretty
harrowing, but we’ve tried to catch up on that backlog.
Now just
looking at the difficulties that, as a regulator, we’ve experienced in
regulating, firstly one of the key problems that we experienced is the
ambiguities and the contradictions in the legislation. The Regulator has, for
example … one of the examples we have is under the IBA Act the Regulator has its
own powers to make regulations. On the Telecoms Act the regulating making powers
are split. The Regulator makes the regulations and Ministers has to approve. And
one of the difficulties that that results in, is the kind of second-guessing of
the regulatory making process. One of the examples we can look to is the recent
issue around the interconnection and the status of the interconnection
guidelines, the Interconnection and Facilities Leasing Guidelines, where the
previous SATRA Council had promulgated these, which had been approved by the
Minister and the Minister had withdrawn them and then that created some kind of
legal spat, which now has been resolved in favour of the validity of those
guidelines. But those are the problems that emanate from situations where the
legislation is not clear and is not efficient. Efficient meaning that it
promotes efficiency in the regulatory making process.
The second sort
of problem that we’ve identified as part of the regulatory making process or
regulating the industry, has been, until now of course, the constraint that has
been imposed by the framework of exclusivity. Every time somebody has come to
the Authority saying we want to do ‘X’ and it’s a new service or a new
innovative kind of service, there has been this sort of spectre of exclusivity
being raised. The exclusivity of Telkom or State monopoly or State-owned
monopoly has created a lot of boundary disputes between other aspects of the
sector and the monopolists. So we had a series of disputes between the Internet
Service Providers, the VANS and at times interconnection disputes between even
the other operators and the monopoly. And those have often gone into the courts
and the litigation has been used as a delaying factor and that has also resulted
in a very low impact for the regulator on promoting competition in the industry
or in allowing innovation.
One of the other, I think, quite serious
problems that the Regulator has faced in having an impact on the sector, is lack
of resources. The telecoms regulator and the broadcasting regulator are not just
regulators like the Competition Commission. They raise revenues. They raise
licence fees. They collect those licence fees and pass them on to the National
Treasury. And the impact of their work has a very direct economic impact, but
how well resourced the regulator, is something that we, as a Council, are quite
concerned about. It’s been very badly resourced. There hasn’t been an
understanding of the kind of resources it needs in the fast-moving sector that
it is regulating it. The lack of resources has led to a lack of proper
information, a lack of correct personnel, adequately trained personnel and has
resulted in the Regulator being very, very slow, unresponsive,
inefficient.
Another aspect that we’ve identified as contributing to
creating difficulties in regulating the sector has been non-clarity between the
role of the Regulator and the policy maker. And that sort of comes up in
different aspects. A question that often gets raised as a policy issue is that
how can a shareholder of the major dominant player of the market make policy for
the sector and often that has created problems by creating uncertainty in the
market. And one of the... sort of other aspects is the limited powers the
Regulators have inherited from the previous regime. The previous regime meaning
the regime before we moved from the DoC regulating in licensing the sector to
the establishment of an independent regulator.
So moving on from that I
thought that what I would do is try to answer the question around has lack of
competition stifled innovation. And certainly in the telecommunication sector we
have felt that that is the case. We can answer that by looking at some of the
attempts that have been made by competitors to Telkom or not necessarily direct
competitors, but even other operators and how that has been stifled through the
industry disputes that have taken place. I think, that if you look at the market
as including the six line telephony and the mobile operators, for us there’s a
clear indication that competition has certainly promoted innovation and you can
see the innovation in the form of quite a number of different services that have
been provided by the mobile operators with the six-line following closely on
their heals. Things like pre-paid, call answer, there’s a new voicemail service
now where you can dial directly if you press three (3), depending on whether
you’re Vodacom or MTN, and in your voicemail you can phone directly. Those are
all innovative services and a lot of that has started happening with the
prospect of a third cell coming in and with mobile competing with fixed in
rolling out in the broad market of telephone.
I think that one of the
issues that we are concerned about is, from a competition aspect, is to what
extent public interest arguments will be used to counter competition or the
promotion of competition. And it’s something that we need to explore in us, as a
Regulator and the Competition Commission, because, I think, that the
Telecommunications Act has a number of public interest objectives, which are
good national goals to be achieved. Some of those will be empowerment of the
historically disadvantaged like women, black people and the disabled, the Human
Resources development, innovation. All those are public interest goals and we
would have to do a fair amount of balancing between those goals and objectives
and the promotion of competition.
However, from the Regulator’s point
of view we see competition as a regulatory tool in that we see the promotion of
competition achieving, of being able to achieve some of those public interest
goals. If you look at … if you examine the trends in most emerging democracies,
where you see that a number of players in the market has increased and a number
of participants has increased. The size of the market grows and the growth in
the size of the market can achieve those public interest objectives like job
creation, your licensing conditions can help to create … sorry, achieve the
objectives of universal access and community service obligations. Now, I think,
that that is, in the South African context of competition in the
telecommunication sector, is what we have to explore is the promotion of
competition as a regulatory tool to achieve the public interest objectives of
the Telecommunications Act and I suppose a number of other similar
legislations.
Moving on from that I thought I’d just identify, very
quickly, some specific aspects of the telecommunications sector that anticipate
we will have to regulate and we’re going to need to regulate this in a lot more
of a responsive manner, which post exclusivity is going to require us to do. Now
we’ve continued to, of course, issue license and impose licence conditions. From
a regulatory perspective that is the way you limit or increase entry into the
market, how you allocate scarce resources, how you impose universal service
obligations and where you attempt to get protection for consumers and regulatory
clarity.
A very important aspect is going to be interconnection and as
most of you know, that in the situation where the incumbent is a very dominant
market player, your interconnection or most incoming operators would have to
interconnect with that PSTN. And that’s where you’re going to get a lot of
disputes as to where you interconnect, how much, what is the price of that
interconnection and when. Most dominant players in the telecom sector use
interconnection as a barrier to entry where they will drag that out as much as
possible, because they want to stifle competition. So that’s one of the areas we
anticipate we will see a fair amount of abusive dominant position.
The
third area that we anticipate we will have to regulate is pricing or tariffs
where we would probably see a similar kind of price war coming in between fixed
and maybe even with the mobile operators. One thing that I forgot to mention
though is a very interesting development is that even though we have competition
in the mobile sector in South Africa, we’ve seen no downward pressure on prices.
And, of course, a lot of people have said that that’s because duopoly never
brings a downward pressure in prices, but let’s see what happens if hopefully we
get the third operator.
Pricing or tariffs is a very complex regulatory
function and a lot of competing objectives, but at the moment we have a
regulatory regime for the fixed operator and we’re in the process of issuing or
having issued a discussion document on a new regulatory regime for the fixed.
We’re limited at the moment by licence conditions, because our powers have been
captured in the licence conditions of the operators rather than in regulation.
But that’s an area that we’re going to have to certainly overhaul in terms of
our powers. Attached or flowing from that is regulatory accounts … ja, I’ll pick
up on the others, but regulatory accounts are very important. That’s when you
require your operators to actually have clear regulatory account as to how
they’re allocating the cost, to which services. Telkom doesn’t have that at the
moment and they’re scheduled to have that in place on the seventh (7th) of May
two thousand and two (2002). But that’s the only way a regulator can regulate,
if they can assess where the cost of services are placed.
There are a
number of other aspects, but I can pick that up in discussion Chair. Thank you
very much.
MS LUHABE: Unfortunately the conveners had the wisdom to
compact very kind of intense and complex issues, all in one panel and give us
two (2) hours. So you must forgive me for limiting the time that each panellist
has access to. The next panellist is Andrew Smith who is a partner in the
business consulting division of Arthur Anderson. He has vast experience in
advance technologies, in business consulting and the e-business. He is a partner
of Arthur Anderson Worldwide. Andrew will speak to us on the implications of the
new economy at the level of the firm and examine how networks function within
the e-marketplace. Andrew.
MR SMITH: Hi, good morning everyone. Fifteen
minutes is not a lot of time to cover a vast amount of material. What I’ve done,
like the previous panellists have, really has been to put together a smorgasbord
of ideas. Think of it as an artist with paint in his pallet as he scrapes his
oil and mixes his colours. So what I’m going to try and do is raise some issues
that, I think, are pertinent to the topic that I’ve been asked to address this
morning, which is when is a cartel a … excuse me, when is a network a cartel.
Yes that was Freudian slip.
There are four things that I would like to
try and cover in my presentation today. I would like to start off by going back
to first principles. We’ve all heard about the distinction between the old
economy and the new economy. Well should we be having a discussion about old
economy competition policy versus new economy competition policy? And we’ve got
some thoughts there back from the good old days of Alfred Marshall. We’ll then
move on and ask a really, really dumb-sounding question, is co-operation always
bad? Because we always assume that it is, at least from a competition policy
point of view we seem to. And then, of course, to talk about the advent of these
e-marketplaces. How long is a piece of string? How big is e-commerce? Well I’ve
decided to focus on just one slice, one subset of this e-commerce pie that is
evolving and to focus on that. And then, of course, to try and bring that
together, not by answering the question, because that would be too easy, but
rather asking more questions that are pertinent to having a body of legislation
that will take our economy over the digital divide into this new digital
order.
So roll over Alfred Marshall. Our competition policy, our
understanding of what is good and what is bad is really driven, I would submit,
by neoclassical economics. Alfred Marshall gave birth to that and his hypothesis
essentially reflects a world of the industrial revolution, mass production. It
was a world of smoke stack industry with coal and chemicals and great fossil
fuels and the likes. But it also reflected the times. Alfred Marshall wrote in
the time back in the Victorian era where science, the whole methodology that was
driving economic thinking at that time, was trying to bring a mechanistic model
of general equilibrium to place vast machinery where a disturbance in one market
would work its way through the economy and bring around this general
equilibrium.
I would argue that the economics of the industrial age,
what I would call, congealed resources and that’s really what it’s about, needs
to be differentiated from the economics that typify congealed knowledge. We’ve
made the leap from the old industrial smoke stake world to this entity of the
information economy. The paradigm that Marshall gave us was one of decreasing
returns, sitting in the middle of a demand and supply curve with perfect
competition at one extreme where perfect competition was good, but the
assumptions and manifestations are so absurd, they’re completely unrealistic.
All firms have perfect knowledge. All firms are identical. All firms are
minutely small. Refer back to Adam Smith’s pin factory, with incredible amounts
of specialisation. At the other end of the continuum we have oligopolies,
whether collusive or non-collusive and, of course, big bad
monopolies.
And just to raise a point to a previous speaker, of course,
duopolies are going to give you one common price, so do monopolies, but don’t
confuse that with a competitive price. In this new world that, I think, we have
to start thinking about, in this new world we need to be talking about and
acknowledging the impact of increasing returns. Increasing returns was often
viewed as a theoretical anomaly within modern micro economic thinking. But more
and more around us we’re seeing a world that is no longer being constrained, as
much, by friction, i.e. decreasing returns, as opposed to a world where folk can
get ahead, get further ahead, where positive feedback effects kick in. And
really what I wanted to do here was just to identify those three key drivers
that do drive increasing returns. The upfront costs, the costs of investing in
putting people on the moon are vast and expensive relative to the cost. I read
in the paper the other day that an American businessman has paid twenty (20)
million dollars to be the first passenger into space. Knowledge rich products,
i.e. the R&D content embedded in them, are often incredibly expensive
relative to their actual production or relative to their unit production costs.
It’s very expensive. Once you’ve incurred that expense, however, high fixed
cost, we’re talking about a low or close to zero marginal cost. How much did the
first diskette, the first CD Rom of Microsoft Windows cost? Well the first unit
cost five hundred (500) million Dollars. What did the second diskette or the
second box or the second CD Rom cost? It would have cost about a dollar fifty
($1,50) – the costs of replicating. Beyond a certain volume queue every single
additional sale moves straight on to your bottom line. So certain network or
positive effects kick in.
If more people start writing applications to
run a top of the Windows platform there will be more sales of Windows. As folk
buy more copies of the Windows operating system, so more applications will be
written and you effectively move into a situation of lockout where it’s very,
very hard for competing standards to take their place.
And then the
final attribute that I would argue that drives increasing returns in this
digital economy, would be grooving or lock-in effects. Take a silly example like
support of an airbus passenger jet. The systems, the jets are all very, very
different. The costs of retraining people, whether it’s the pilots, whether it’s
the mechanics, become too high. So you’d rather stick with the technology that’s
in. Airbus’ first sale will be very expensive, but it’s repeated sales, on and
on and on to the same airline, will come down drastically because of this
lock-in effect.
What I’ve tried to do is just to represent this with a
really dumb example and this is with apologies to Michael Porter. Everything you
need to know about Michael Porter, on competition, is summarised in that
diagram. What do you mean? Well let me take you through it very, very quickly.
There you are, the firm, at the centre of the universe and you’re job is to
stretch up to suppliers, backup the value chain, harness your inputs … remember,
queue is a function of capital and labour, whether it’s a Colt Douglas, it
doesn’t really matter, whatever form or shape it takes. You will then bring
those inputs, those raw materials, into your productive capability. You will
transform it and then ship it to your customers through a logistics chain,
through a retail experience to clients.
Now that’s what business
economics in many ways is all about – optimising your value chain. However, in a
market economy we have some compounding impacts. We have the effect of
substitutes. We have the effect of competitors or, of course, potential entrants
that screw it up. This is a framework that we use in terms of our neoclassical
economic paradigm and it’s the metaphor we use, I would argue, when we look at
our body of Competition Law.
Now it might be worth just embracing some
of the factors that we’ve spoken about already this morning, the so-called new
forces, which are impacting marketplaces. We’ve spoken about globalisation and
there’s no real need to talk about that and, of course, the impact of
deregulation. And there I’d like to stress deregulation doesn’t mean no
regulation. It simply means changing the rules to free up demand and supply. But
perhaps here’s a factor you haven’t thought much about and that is the impact of
digitisation. I’ve prepared two slides just to illustrate the point. Metcas law
tells us that processing power doubles every eighteen (18) months at constant
Dollar cost.
What I have done is to take a unit cost or processing
cycle per second and I then plotted that against the cost per cycle against
time. And there we see a very definitive downward trend from that routine
costing about a hundred (100) Dollars in nineteen seventy-five (1975). That same
activity would … well, it’s basically free. It’s about one American cent. So
we’re finding the world where your inputs, the engine, the smallest motor that’s
driving this digital world, the input costs are moving down drastically. But
it’s not just with processing power. What about telecoms? The cost of placing a
call from New York to London nineteen thirty (1930) versus nineteen ninety-five
(1995), a three-minute call would have cost you about two hundred and fifty
(250) Dollars. Today it’s basically free.
Now on this point I would
like to wave my big red flag. It is fantastic to see how our Government has
moved aggressively to turn on the old economy. We have liberalised. We have
taken a number of policy initiatives to drive our manufacturing sector from old
dinosaur to emerging world-class player, but why did we turn off the new
economy? Why did we turn the oxygen off by enforcing the Telkom monopoly with
the inability … and I’m going to put my head on a block here … the inability of
our previous telecoms regulator to deal with Telkom in a vigorous manner has
meant that in the Internet space we have moved from being one of the ten (10)
most connected countries on the planet to below the top forty (40). Every month,
every quarter when we look at the tables coming out, South Africa’s
connectedness in this digital economy slides further and further back. It’s
stillborn. The new economy is not happening in South Africa. Let’s not kid
ourselves. A silly example – my father-in-law lives in Vancouver and he has a
broadband pipe into his house and that costs him fifty (50) Dollars a month.
That’s a two (2) Meg pipe. That same two (2) Meg pipe would cost you eighty
thousand Rand (R80 000) per month in South Africa. That’s the cost. Why are our
tech firms not keeping up and catching up? Because the oxygen supply has been
switched off.
Is co-operation always a bad thing? Well, I went to the
web. I went to dictionary.com and pulled off a definition. Co-operation
sometimes works. Why do we drive on the left hand side of the roads? Why do we
have standards that we all adhere to? The Internet would never have happened
without agreeing to a common standard. I would confess that price rigging,
market sharing, of course, is wrong, but sometimes we have to co-operate in a
networked space for the network to hold together. There’s a vast downstream
industry from Microsoft in word-processing and spreadsheets, in Internet
technology, because there are these common standards in place.
In South
Africa, just to take breath for a moment, our legislation seems to take a
two-tack approach. On the one hand it applies a rule of reason – every
horizontal relationship is bad unless you can prove that it’s pro-competitive,
whether it’s for efficiency reasons or whatever, but there is an onus on you –
Section four one A [4(1)(a)] of the Act. And some things are just prohibited
outright. It’s like getting one of those ‘go directly to jail – do not pass two
hundred (200)’ cards in Monopoly.
Now all that is good and fine. Our
economic theory may not make sense. It may not be as up to date in terms of new
concepts, concepts like increasing returns, but what we’re also seeing is a
global phenomenon of e-marketplaces emerging. There are all sorts of reasons why
business all around the world are moving quickly to digitise their buying and
selling relationships. I’ve given three (3). We could add many, many more. It’s
to take out fragmentation, it is to introduce real-time pricing and it is to
smooth out industry volatility. As a rule of thumb, if you want to remove any
efficiency in a value chain, start with this paper, that’s where you can
digitise first.
With these marketplaces emerging we have these low-cost platforms where it is
relatively quick, relatively cheap for business to start changing the way they
trade. And businesses are trading electronically now anyway. It’s called a
telephone and a fax machine. This just brings real-time elements and allows us
to move away from static price setting to dynamic pricing. And just to give you
a sense of how big these numbers are going to be through these digital
marketplaces, I pulled these stats from Forrester and these are numbers from
America that by two thousand and four (2004) the total value of
business-to-business, e-commerce or e-trade will be the better part of two point
seven (2.7) trillion Dollars, of which sixty percent (60%) – that’s about one
point four (1.4) trillion – will move through these marketplaces. Are you
hearing company names like Commerce 1, Areba, Oracle, MYSAP.com? Whether it’s at
the platform layer of the technology that’s in place or whether in sitting on
top of that are these market makers – Plastics Net, Enron Online. In South
Africa we have one that’s called Miraculum by Dimension Data. Are we seeing to
what extent they’re acting in a pro-competitive way or are they breaking the
rules?
Which then brings me to my final slide, some thoughts to
sprinkle out, to ponder for discussion. The Act tells us in four one A [4(1)(a)]
in terms of our rule of reason that if parties enter into a horizontal
relationship that effectively … or has the effect of substantially preventing or
lessening competition. Now that’s where I need some help. I’m not a lawyer. I’m
an economist by training. What does substantially prevent or lessening
competition actually mean? Where are the precedents? Where are the rules? Where
is it defined and what makes it more difficult in this space, is that everything
is changing in real times. It’s fluid and dynamic. I need clarity here. When
should I be taking a client? When should I, as a business, have to go to the
Commission to seek permission? It’s not clear. Unless … well I can always argue,
unless I thought it was going to be pro-competitive. But it’s not clear. I would
argue that we don’t need less competition policy. I would argue we actually need
more, but we need to apply it vigorously and timeously.
The second issue, of course, is that some things are against the law and I
would concur with that, that price fixing is a bad thing if it’s done at selling
prices at a supra competitive level. I would argue that a Telkom duopoly will
achieve the same thing. That’s a view. Market sharing or bid rigging all fall
contrary to bringing us competitive outcomes. Now pulling that together I’d like
to leave you with three (3) key thoughts. First of all these e-marketplaces, and
we’re just looking at a slice of the e-commerce world, will, by their very
nature, drive higher levels of co-operation across industries and across firms.
And I would argue that they are moving very, very close to what we may
traditionally consider to be anti-competitive or pro-monopoly. What do I mean?
Well let’s take collaboration for example. When is collaboration collusion and
when is collaboration efficiency enhancing? For example, when suppliers place
their trade catalogues into these e-marketplaces, is that collusion? Is that
anti-competitive or is that allowing real-time price arbitrage to occur in a
digital space?
What about share production, shared logistics or shared
R&D, shared costs of making these large e-commerce investments to offset the
risk? What about collective leveraged procurement? Isn’t it just called getting
bigger volume discounts? The Act is very quiet. The policy guidelines don’t seem
to be there to guide us. And then, of course, there are a number of structural
issues that follow. What is the relevant market? That seems to be the key
premise on which competition policy is based. What is Microsoft? Is Microsoft a
software company? Is Microsoft a technology development? Microsoft, with
respect, doesn’t seem to have invented anything. Their strategy is to be second
to market and reverse engineer. Is Microsoft a car dealership? Is Microsoft a
media company? Is Microsoft a financial services company? Where do you plug it
in, in terms of the relevant market? And I would contain that in this e-space
there is a lot of fundamental thinking, a lot of fundamental head scratching
that we are going to have to do. Some thoughts to share, very quickly, on the
canvas. Thank you.
MS LUHABE: Well Andrew has raised some rather
interesting questions and I think has broadened the scope of the debate since
this morning. Our next panellist is Myron Zlotnick. I hope I am pronouncing you
correctly, is that right? Who is the Director for Regulatory Affairs at M-Web
Connect, which is an online service provider based in Cape Town. He’s also the
Chairman of the Internet Service Provider’s Association of South Africa. He will
be speaking to us about the impact of regulation on investments in
technology.
MR ZLOTNICK: Thank you Madam Chair. While they are setting
up some slides, which really serve only as an aide memoir for myself rather than
anything which you should pay too much attention to, I should mention that I was
struck by one statistic amongst many that Andrew presented and that is that it
only took sixty-five (65) years for the price of a three-minute call to come
down in London. I’m not certain whether it bodes too well for us.
I was
asked today to talk about the impact of regulation on investing in new
technologies and I took the liberty perhaps of brutalising that topic a little
bit and amending it to read the impact of regulation on getting on with our
business. And I’m going to start off today, perhaps by sitting on the fence, but
you’ll see quite soon that I’ll fall off the fence and fall very much squarely
on one side of the fence.
Having said that I don’t think anything I say
today, and I, perhaps, should preface what I’m about to say today. I don’t think
anything I should say today should be read as being incentive to, and this is
perhaps an inappropriate euphemism, but the unique needs of the South African
political economy and the fact that regulators in South Africa perhaps play a
different role to those that we often refer to played by foreign regulators.
We’re conscious of that.
We’re struck with, I suppose, in this
environment pretty much – and this is just a broad observation – a broad
difficulty about the role of regulation in business. And it stretches much more
beyond deciding what the role of a telecoms regulator should be or a
broadcasting authority or any sector specific authority or a regulator that
intervenes in the market. It’s much more than those questions – questions about
fundamental value choices and individuals in society make about the role of
governments and about the role of the private sector and the role of civil
society. And you end up – and if one examines the development of the Internet,
the history of the Internet, you see this – and again I’m oversimplifying, but
you see those fundamental values between two profound schools of thought, one
which says, very simplistically, everything should be free and open, because
that was the kind of ethic that built this into the efficient network that it
is. On the other hand and running parallel with it, least any of you believe to
the contrary, was a very strong lobby, which said well we’re investing a lot in
this process and we anticipate justifiably some return on that. And you see that
a lot manifesting itself, in specific examples in the clash between the open
source movement, for example, and those who want to make proprietary
Intellectual Property that comprises the technologies of the
Internet.
You see it also, and just mention that as an aside, in the
vitriol between those who see the Internet as being an uncensored space, a space
incapable of being censored and those who perceive the important need to protect
the interest, for example, of women and children in the Internet space. So it’s
more, much, much more than about what we do with the Internet. It’s how we order
society.
In the context, specifically now, of market intervention, if
you like, regulatory intervention, there are a number of these schools of
thought that come through and the same divide is there. And we’ve heard it today
already and probably in previous sections and in previous session that
regulation encourages innovation. That’s a statement made by Ann K Binghamen.
She was an anti-trust attorney in the Department of Justice in nineteen
ninety-six (1996). She said this in a speech and she is predictably a democratic
appointment. If one then swings in from the right you get regulation stifles
innovation. So you can see the clash of the value systems. And this came from,
more recently, Michael Powell, the new Head of the FCC and he predictably, again
swinging in from the right, is a republican appointment.
So what you
end up with is something about political choice in choosing the values that
inform how you are going to regulate. So what is the result? Interestingly
enough if one reads the Binghamen speech particularly within it you see equally
compelling arguments from both sides and we’ve heard a bit of that today
already. You know, we need regulation for innovation. No, no, no we don’t need
regulation for innovation. And in the United States at least what struck me
particularly in light of the recent result is, your value choices that dominate
society, are almost predicted by a fluke of an election where the margin of that
victory was immaterial. And where does that leave a lawyer? Well it leaves you
thinking well perhaps this is a pretty much arbitrary result in deciding what
the policy is. And as a businessperson that makes me even more
concerned.
Having said all that I suppose we do have to understand, and I made this
point earlier, that there is a need to regulate. There is a need, particularly
in certain markets, the need for some form of intervention. The degree of that
intervention, of course, often remains contentious. And you know there’s no real
merit in me taking you through this. The economists understand this. Our
regulators understand this, why we need them, but as one rolls down this list
you see a trend that … certainly I perceive, is that the need for intervention
in the market comes around with these big immature industries, what I’ll
describe as the smoke-stack behemoths, where the inefficiency start creeping in,
where the protection of the consumer is perhaps lost as this behemoth rolls
forward. And it may be appropriate that there is regulation. That is the generic
case.
Why peculiarly South Africa? And this is something, you know,
which I’m at pains to say that we are conscious of. We understand even more so
the case for a regulatory intervention, broadly and market-specific in South
Africa, because of the national objectives that we’re trying to achieve in this
new country, of the sector objectives, the economic leapfrogging objectives, of
the need to protect and advance our consumers. All in all, and one can cut and
paste and cut and dice them in any number of ways, but all in all we understand
this need for social and economic development and the role that the telecoms
sector particularly and the Internet might play in this.
Having said
that though I think I want to convey that the Internet – and I use that as a
very loosely defined label to explain a whole lot of potential business
opportunities that one runs in an network environment – is a different beast
from those smoke-stack behemoths where it is elsewhere in the world but perhaps
particularly so in South Africa, largely, I think, dictated by the size of the
market.
So before I deal with that though, it’s important to understand
that service providers such as ourselves, such as the members of the ISPA, stand
in line in the market for network facilities from suppliers, hopefully in the
not too distant future, who also play in that very same market in which the
service providers play. And that immediately creates – well at least to my mind
– a potential distortion, which may justify treating the service providers in
the Internet space slightly differently from a market regulatory point of
view.
Within that market the service providers find themselves in
fierce, fierce competition in a very fast moving environment. Today’s bank is
tomorrow’s service provider. Today’s service provider is tomorrow’s bank, for
example. You see dramatic mind shifts or that is perceived dramatic mind shifts
in what online business is all about.
Having said that and just to
revert to the important point about the market in which we play, where we think
today some important regulatory intervention may be required, is in respect of
the new telecoms policy, which at least on the fact of it is an encouraging step
in the right direction, but very careful consideration is going to have to be
given to – and the economists, I think, made the point much better than I could
– what are the effects likely to be of the duopoly, at least in terms of the
public switch network operator. How do we deal with the fact that bandwidth rich
spectrum has apparently been earmarked for incumbent operators? What access will
the service providers have to that? And, of course, we see an important role of
regulatory intervention and it’s in the new policy document, which suggests that
network operators certainly should be involved in one way or another in rolling
out so-called access points for universal service.
A little bit more
about our industry more specifically where we find ourselves. I think it’s
important to say that it is, in fact, a relatively immature industry,
notwithstanding the pace at which it moves and that you hear claims that one
real-world year is three (3) or four (4) or nine (9) Internet years.
Notwithstanding that pace it’s an immature industry and perhaps that pace itself
means that market conditions are far, far from settled and I mentioned the
example already of the bank, for instance. And what’s emerging more and more to
us and our perception of how one might succeed in this business, is that there
is a need to build critical mass. It’s driven by some economic theories, if you
accept them, about network effects and it’s also driven by common business
sense.
Why? We’re discovering that more and more investment is required
to acquire and build this critical mass, to keep up with the technologies that
consumers want and one finds oneself riding a very, very long J-curve with deep
investment. And given that one needs a lot of flexibility in the way you carry
on your business, a lot of efficiency in the way you carry on your business, so
you can respond to the demands of building this critical mass. We need quick
responses to adopt technology and when say adopt technology I mean acquire or
innovate. But you need time and you don’t want to be necessarily lagged by
onerous - and I’ll touch on this in a moment – onerous regulatory interventions
to adopt that technology to enter into transactions and to amend and recreate
and create your business strategies. And I should also make a point, something
that’s emerging from our experience is that one shouldn’t underestimate the
savvy of the consumer in the South African market, at least in terms of the
protection that a regulatory body might think they need. They’re cleverer than
they think, they act with vitriol, they are, so some arguments go, acquiring
more and more power through the choice that the Internet offers them and so one
shouldn’t be over-paternalistic in making policy choices about where you step in
to protect consumers.
What are the key inhibitors then that we see in
getting on with our business in this market, taking account of the unique
structure of the South African political history and the unique demands for
regulation? We see, and I’m not sure this is the right label, but anyway it
seems to us that current competition intervention in the market is very much to
some extent about prior restraint, which imposes on us – and I state this
generically – to some extent onerous reporting mechanisms, lengthy sometimes
decision making processes, particularly if they’re disputes, some fairly broad
definitions of affected transactions and to some extent premature definitions of
dominance in a market where really if there are any monopolies today that such
beasts exist, are probably tomorrow’s also-rans.
Having said that, what
are the options that we should look for? Very, very broadly given the time
constraint, perhaps some kind of private complaint-based regime put in place to
deal with, if you like, ad hoc concerns from anyone who might be a interested
stakeholder. That’s perhaps an oversimplification of a more complex concept, but
the broad idea is to remove the prior restraint and rather impose an ad hoc, if
you like, efficient, streamlined complaint-based system.
Why do we say
that? Well I’ve emphasised already the need for critical mass and if you accept
the need for critical mass you will then derive the benefit. And again I by no
means can claim expertise, but if one accepts the theories we see the value of
network economies, if you allow the critical mass to build up and it goes beyond
the economies of scale that perhaps we might enjoy. And again this is
contentious, from reduced prices on the network itself, but into a flow of
information and the learning effects that one gets with efficient uses and
growth of people on a network. That has the spin-off of people taking up the
technology. Once more and more people take up the technology there’s a roll-on
effect that those who produce the technology are encouraged to
innovate.
And key, and most important in the South African context, the consequent
multiply effects up and down the value chain that this will have for all of
these range of service providers who in one way or another, be it the people who
build the infrastructure, be it the people who create content for that
infrastructure, be it the service providers who facilitate access to that
infrastructure and everyone else who is their contractual partners, all of those
people in the value chain, ultimately benefit from this. Thank you very much.
I’ll be happy to take questions afterwards.
MS LUHABE: Thank you Myron. Last but not least is a voice from Government,
the Department of Trade and Industry and this will be represented by Alan Hirsch
who is currently the Deputy Chief Economist and he will speak to us on the
implications of the new economy in competition regulation and innovation in the
South African context. Alan.
DR HIRSCH: Thanks very much Wendy and thanks for the invitation to
participate on this very simulating panel. Although, I think, being last on the
panel, I knew that I shouldn’t prepare an electronic presentation, because I’ll
have to cut most of it out. I do have, for those of you who haven’t found it, I
do have a written version of a paper in the conference papers that you have. It
was for some reason, I think, in my version anyway, stapled to the back of Prof
Whish’s paper and they do kind of complement each other, but I think some people
might not have found it.
So I’m going to skip a few sections that have
been dealt with quite competently by other people on this panel and I may repeat
some points from other parts of the conference, because unfortunately I haven’t
been able to attend it all. But essentially the perspective that I want to offer
is a perspective … a kind of an industrial policy perspective. Why is the new
economy important to us and what are the imperatives for Government, at least
some of the most important imperatives for Governments in order to get the most
out the new economy that we can for South Africa?
And I found a … well
essentially the reason why it’s important for us is because, I think, it’s
increasingly true although economists will still dispute this for another few
decades, but the evidence does seem to suggest quite strongly, as the new ILO
Employment Report argues that countries that have had the greatest growth in
total factor productivity in the nineteen nineties (1990’s) are those where ICT
has been widely used in the economy. These are also the countries in which
employment has grown the most. There’s evidence that employment ratios are
highest in those countries in which the use of ICT is most widespread. Evidence
also showed that unemployment has declined most in countries where the Internet
use is most widespread.
Now this evidence may not have the status,
sufficient status for some economists, but for policy makers it’s already
convincing enough to be able to have to take these issues on board very
seriously. So essentially there’s a strong relationship between the diffusion of
ICT technologies, increases in total factor, productivity growth and increases
in employment and it’s something that we can’t ignore. And that’s why we, in the
DTI, are putting more and more resources into this sector.
Firm level studies though have shown that it’s not enough just to spend money
on technologies and here, I think, the evidence is also very interesting and
perhaps becoming accepted in the literature. A firm that simply buys a computer,
their productivity won’t change. A firm that engages in training but doesn’t
change its internal organisation won’t benefit greatly. And also a firm, which
reorganises internal relationships but doesn’t reorganise external relationships
in line with the Internet and E-commerce opportunities, also won’t exploit those
opportunities effectively. But if a firm in any many sectors, and this is … I
know manufacturing the best … if a firm invests in ICT technologies, if it
trains its workers, if it reengineers its internal processes and if it
reengineers its external processes there are very high returns in terms of
increases in productivity. So it gives us a sense that you can’t just talk about
blind investment. You have to have a broad approach to investment in the ICT
sector.
So that means there are a range of ingredients for a successful
ICT strategy, including good education and training systems, a good environment
for innovation, strong managerial capabilities for reorganising firms and
relationships between firms and also a defective regulatory environment. South
Africa has the potential to gain from the new economy. We are earlier doctors of
technologies by nature for some reason, but for various reasons that has slowed
down quite considerably. It may be a lack of oxygen. It may also be a limitation
on … well the unequalness of our society in terms of skills and economic
resources. And those are issues obviously that we have to
address.
Myron talked a bit about the types of factors that influence
the regulatory framework that has been developed in Competition Law and in the
other laws. The point that I make in this paper is that essentially there are
three (3) transformations that we’re going through as South Africans, at the
moment. The first and most obvious for South Africans, being the attempt to
redress economic inequality, which relates to a history of political inequality.
That doesn’t only involve the removal of restrictions that did operate in the
past, but it does, by it’s nature, have to involve various forms of corrective
action such as forms of restitution, empowerment, small business development and
so on. And there’s still a lot more that we need to do and we still don’t really
understand how to do many of these things properly.
The second
transformation that we embarked on at about the same time, which was to
reintegrate South Africa into the world economy, we had become somewhat
separated from the world economy by a combination of an inward looking
industrial policy, protectionism, inward industrialisation and so on and
sanctions, which were imposed on South Africa through the nineteen eighties
(1980). And there was a kind of a … they reinforced each other, obviously, in
various ways. So we had to break out of that relationship with the world
economy.
And then thirdly we have to address the technological
revolution, the information revolution, which is happening at precisely the same
time. So this does make the environment in which we develop regulations quite
complicated, but we do have to deal with all three of these transformations
simultaneously.
Implications for competition policy – well people have
talked … clearly, I think, several people have referred to how these
considerations are reflected in the Act. I think they are reflected in the Act
in various ways and I won’t go into detail about that, but there’s … you know,
in the purpose of the Act these combinations of concerns is strongly
represented. And then in mitigation of both abusive dominance issues or/and
merger issues, but in different way, these factors can come into play. Issues of
the distribution of wealth, small business development, the competitiveness of
South African firms and so on.
Now, you know, Andrew argues that we
haven’t … that the law isn’t modern enough. I’m not sure about that. I think
that is one of the issues that we should possibly pick up in a subsequent
discussion. Then this relationship between competition policy and innovation,
now I’m not going to repeat the points that other people have made about network
effects, about the economies, returns, increase in return of scale and about
lock-in factors. Clearly those are factors, which do characterise the new
economy.
One question though that you could ask is, are they unique to
the new economy? I don’t think so. I think, these are characteristics of
products that emerge in other eras as well. Products like the telegraph, the
telephone, radio, you know, in some of those effects more or less. And I think
and I referred to it in my paper – I won’t go into detail to a business story
and I’ve written it as Deborah Parr, but it’s Deborah Sparr. So please correct
it in case you want to follow up that reference. A book that’s about to be
published called “Ruling the Waves”, in which she looks at a series of
successive revolutions of the same kind as the current information revolution.
And it’s happened before.
What’s interesting about it is the phases
that she describes the revolution going through. The first phase being
innovation, the second phase being commercialisation and the third phase, which
is clearly the phase that we’re currently in, which she calls creative anarchy,
although it’s not quite anarchic as it might appear. And I was thinking of this
definition when … I think, it was Myron who was talking about how do you define
Microsoft. I just want to quote what she says here, “during the third period
innovators seek rules, for example, Intellectual Property rights, to reinforce
their ability to continue to commercially exploit their new technology. It’s
also at this stage that the risk of monopoly emerges. If one company is able to
impose its proprietary standards on the rest of society, compounding increasing
returns to scale the network effect to lock in factor”.
So it’s a very
exiting era that we’re in. An era in which the regulatory system is being
reworked and there is a danger that it can be reworked in favour of particular
interests. Another business historian referred to it recently in an interview in
the New York Times and I do want to quote from her, because, I think, it’s a
very pertinent quote to our discussion. It’s Nancy F Cohen, an author, funny
enough, from Harvard. “What we’re now seeing is an inflection point in the
history of capitalism as the information age takes hold. Business is leading
that transformation. We’re seeing business experiment with trying to exploit,
trying to take advantage of and over the next few years make profits from the
possibilities of the information age. Those are chapters one (1) and two (2).
Coming chapters will be about other actors responding to business initiatives.
It will be about workers, politicians and voters making the information age
their own and trying to exert more control”.
So what we see is that we
are in a process of regulatory change, which does resemble events that have
happened in previous times and the responses will be similar in some ways and
different in others. One point, which is under debate, which, I think, that I
have a view on, is whether or not Competition Law itself really needs to be
changed significantly to cope with this new economy era. And it doesn’t seem to
me to be obvious that it should be. I think, that was the main point in Prof
Whish’s presentation, which unfortunately I missed. But obviously there are
other very major developments that do have to take place.
I think, most
importantly, the problem is in the regulatory environment, in the capacity of
the regulatory environment. Regulators today need to be resourced and empowered
to deal with unanticipated events and issues. And I want to take a couple of
examples drawn from a topic, which has already come up a couple of times this
morning. The new proposed telecommunications policy. In terms of the proposed
new telecommunications policy, the second network operator will be allowed to
use the Telkom infrastructure for three (3) years, after which it’s required to
use its own infrastructure. What powers will regulators have to oversee the
interconnection fees - something that’s been raised already several times, and
how will they be able to enforce their policy? And at the moment, I think, both,
from the regulator and from the private sector, there’s a feeling that it may
not be strong enough to do that at this stage.
A second example – when
the second network operator establishes its own network, what elements of the
infrastructure that, in the past, Telkom considered to be its own property,
would be still accessible to the second network operator? And I used the
apparently trivial example of telephone poles. If the second network operator
wants to use the same telephone poles … I mean who is going to put up two sets
of telephone poles in the street, as Telkom uses. Do they have a right to do
that? What right does Telkom have to charge for it in various ways? And there
are countless instances of regulatory decisions that are going to have to be
made over the next few years, which require a really empowered regulator. And I
think the point has already been made as well that effective empowerment of the
regulators with resources, skills and authority is something we cannot yet claim
to have achieved uniformly, successfully in South Africa.
Now from the
DTI I may be a bit biased, but, I think, that we have resourced the competition
authorities quite strongly and you know, I can only hope that that will set a
standard for the other regulators to follow. And I don’t mean this as a
criticism of the other regulators. I think it’s just perhaps that the
recognition of the immense responsibility of the regulators hasn’t been as
widely recognised yet as it could be.
There are other legal framework
issues that do need to be attended to and I think people have referred to that.
There are issues of Internet security, contract law, consumer protection,
privacy. I think, those are issues that we do want to find a way to incorporate
appropriately into our commercial and consumer protection legislative framework.
But I’m not sure … I may well be wrong, but I’m not sure that there’s a huge
rethink of the Competition Law that’s needed.
In South Africa the limitations on innovation don’t really come from huge
private companies. There aren’t very huge private companies. I think, somebody
alluded indirectly to this example earlier already. At one point there was a
fear that one or two companies would completely dominate and monopolise the
Internet service provider market. Now that’s suddenly changed with the entry of
a bank into that market. So clearly within South Africa in the private sector, I
think, also you can say that … maybe the competition regulators will correct me,
but the convergence mergers that have taken place between the different parts –
communications, IT, media – those mergers that have taken place in South Africa
couldn’t have really troubled the domestic regulators a great deal and certainly
not, for example, compared with the AOL/Time Warner type of merger. And I think
that’s true generally in the sector, in the private sector in South Africa. And
perhaps that’s not true. I think, there may be one or two exceptions and one
exception may well be in digital satellite television, which in my understanding
doesn’t have a proper regulatory regime. But I may be wrong.
Okay, I’ll
conclude with my concluding points. I was going to talk a little bit more about
the constraints that the State has operated under in privatisation and
re-regulation and I just want to mention the four points briefly. Firstly there
was the issue of access. We had to provide access to people who didn’t
previously have access. Secondly there was the factor of the value of the
State’s assets having to be preserved, especially a State of South Africa having
been quite severely indebted when the democratic state took over. Thirdly the
issue of the effect of the re-regulation or deregulation on unemployment and
then finally there was the issue of the effect on the overall cost structure of
the economy.
Now the simple point that I want to make is that up till
now the emphasis has been on the first three considerations, access, value of
the State assets and the effects on employment. But, I think, with the rewriting
of the Competition Law at the beginning of last year, Section three one D
[3(1)(d)] coming out and with the President’s speech to Parliament on February
the ninth (9th) this year, there’s a shift towards a focus on costs and economy
competitiveness, which we see as a healthy shift in South Africa.
The
three fundamental issues that we have to address in this Government – one is
setting a clear policy direction in the sector. The second is developing a
suitable framework for e-commerce in South Africa and the key issues are issues
like contracts, security, privacy, consumer protection and so on. And then the
final one, which, again, I want to emphasise, because I don’t think it’s
sufficiently emphasised, is the empowerment of the regulators who need
resources, skills and authority to implement the new policies effectively.
Thanks.
MS LUHABE: Thanks Allen. I just wanted to briefly share the key
ideas that have emerged from the various presentations, at least for me.
Lawrence argued in his presentation that Intellectual Property must be treated
as an asset. And Yasmin followed and proposed that the regulatory regime can be
used as a tool to achieve public interest objectives. Andrew followed and
invited us to consider the impact of digitisation and what can be achieved by
defining areas of co-operation. And Myron suggested that perhaps a value system
plays a very strong role in how we define the regulatory framework. And Alan has
just concluded that South Africa is addressing three areas of transformation in
its response to the new economy, the competition regulation and innovation in
South Africa. And these are redressing the economic imbalances that we
inherited, reintegration into the global economy and the information revolution
that is taking place.
You have been sitting rather patiently and
quietly and if there are any issues that … is Richard and Dan still here? We
thought it might be interesting to invite you perhaps to make some initial
responses to what the panellists have presented. And I see Dan is here. Do you
have some thoughts that you might want to perhaps share with the audience? And
please feel free to raise questions. Shall we just start with Dan? I just wanted
to…
PROF RUBINFIELD: Well I’ll help to answer any specific questions.
MS
LUHABE: Oh okay, all right, so Dan will be available as a resource. He presented
the case study on Microsoft. Shall we circulate the microphone for questions?
Yes, we’ll start there.
MR FOURIE: Hi, I’m Frederick Fourie from Free
State University. I want to make a plea and make a statement and maybe get some
reaction from the panel. The question of this session says: Is competition
policy stifling innovation? I just think we should be careful not to fall back
into the old kind of debate about policy – is it for or against something. It’s
never that simple. It depends how you do it, how you design it, how you
implement it. It’s not an either/or kind of question. I think, a discussion
along those lines is not very fruitful in a policy discussion.
But
secondly Dan made a point about Microsoft, in a sense pleading. They’re so
unique in such a new industry they must get special treatment. Now I get the
impression from some of the speakers this morning that we get so caught up in
the newness of a new industry that we … you know all the jargon and all the
gospel, all the likes and stuff, that we tend to be unable to see through the
new shapes and sizes and forms of market interaction, to see that underneath,
basically, markets, the intrinsic nature of what a market is and how people
interact, does not change that much. You have buyers and sellers. You have
competitors and so on. That basic framework isn’t really so new. And I think
Alan made the point in every industrial change people think everything is new
now suddenly.
I think if we feel that way it just reflects the absence
of perspective. That means having some distance and seeing what is really
happening in what we’re doing here. And I think one must be careful in this
discussion to confuse the changing shape and form of markets with the underlying
reality of what is really going on there. And, I think, the job of a competition
authority is to have that sort of coolness and distance and not to be too much
impressed by the new so-called newness of different technologies and forms.
Things may change much less underneath than what we think.
MS LUHABE: Did you want someone to respond to that specific…
MR
FOURIE: Well I think they…
MS LUHABE: Dan would like to say
something.
PROF RUBINFELD: I actually agree very much with the comment.
In all the work that I did on the Microsoft case I actually found that the basic
micro-economic principles were all there in basic textbooks, including one I
happen to have written, which is reassuring. And also, you know, all of our work
on innovation, which was very significant, really goes way back to the writings
of Joseph Shampater and others. There was no new economics discovered here. The
intellectually interesting part of looking at hi-tech industries is just trying
to sort it out, as you described, sort of new practices and to try to sort of
put them into the same basic analysis.
The real work to be done, I think, here for economists is to do more case
studies and empirical work on innovation, because as most of you know the
theory, the economy theory of innovation really leaves us uncertain whether
there is much of a relationship between concentration and innovation. And I
think it varies by the type of industry, but my strong feeling, based on a lot
of experience, has been that in hi-tech competition really does make a
difference through innovation and I could tell you lots of stories if I had more
time, about why I think that’s true in this case. But it’s exemplified by the
fact that if you talk to venture capitalists in the United States about where
they put their money, they’re the best test of where innovation is going to be,
because they’re the ones who finance it. And they will tell you that they’re
very reluctant to put their money in a firm that’s competing against a dominant
firm unless they’re pretty sure the rules of competition are fair. They’re happy
to put it behind the dominant firms, but otherwise they stay away from
competition. I think that’s a pretty good signal that innovation needs some
competition.
MS LUHABE: Thank you. Yes. If there’s someone who has questions for Yasmin, I
suggest they raise them now, because she needs to leave at one. She’s got a
flight to catch. David, if we can just allow David to ask Yasmin a question so
that we don’t delay her.
MR LEWIS: It’s a question to Yasmin and a
summation on something that Myron said. Do you not think that in regulating or I
think more properly investigating and adjudicating, the kinds of issues that you
and kinds of challenges that ICASA faces, that ICASA is storing up enormous
potential problems for itself by the lack of separation between the
investigative function in the agency and the decision-making or adjudicative
function in the agency? And I say that because it’s distinguished from the
situation in our Act where the investigator and the adjudicator have the same
degree of separation that a prosecutor and a court would have in the normal
judicial function. And it relates to something that to Myron’s identification …
I can’t remember the term that he used, but his plea for a complaint … a private
complaints-based system. It seems that a sector regulator or a licensing
authority, which is essentially what ICASA is, looks forward and tells the
holder of the licence what it can do or what it must do. Our Act has us, if you
like, telling firms or actors in the economy what they can’t do. And then when a
complaint is submitted to the Commission and then passed on to us, we look back
and see whether they have indeed violated the Act or not. And is it not … you
know, without … this is not a pitch for us in the areas in which we share
concurrent jurisdiction, but is it not a structurally better set up mechanism
for handling these kinds of complaints?
I just imagine that ICASA are going to be beset with constant reviews,
whether well founded or not, but simply because that’s what happens in our kind
of constitutional system, our kind of legal system where the investigative
function and the adjudicative function are blurred. They’re more than blurred.
They’re seamless. They’re un-separated.
MS CARRIM: Just to try and be very short David, we haven’t really thought
about it. That matter has been raised before within ICASA, but we haven’t really
thought about it beyond raising questions around a number of things. One is that
we are a very sector-specific regulator and regulating both in a perspective and
retrospective way. Licence conditions tell people what to do, but licence
conditions also tell people what not to do and that the monitoring of that
becomes part of the regulator’s functions, not necessarily the investigation of
prohibitions. So that’s one difficult area. How do you separate those kinds of
functions when they’re both so closely linked?
The second aspect of it
is that often the complaints that we receive also link to areas of regulation
that the regulator is supposed to make some kind of perspective or create some
of perspective regulatory regime. And one of those will be perhaps the debate
around the VPN’s, the Virtual Private Networks and that’s become some of the
sort of boundary disputes whether is it Virtual Private Network or VANS or is it
a PTN’s. And that kind of investigation takes place through a public process and
a consultative process rather than a police powers kind of investigation. And
yet at the same time it makes sense that we would be able to decide on some of
those complaints because of the linkages.
So, I think, that there are
issues of administrative law principles, but there are issues of efficiency in
terms of the link between understanding where the market is going, what the
technology is and what this new service is and the kinds of complaints we get.
And often … I think, that some of that will change with the post exclusivity
period. That the complaints will tend be more around anti-competitive behaviour
rather than around whether something falls within someone’s exclusivity or
not.
Where your question has relevance is that currently in the policy directives
there’s a prohibition on VOIP, on VANS and maybe that that concern will arise in
that situation is that the only way a regulator can regulate Voice Over Internet
is by using extensive police powers, because … well this is my understanding, is
that you can’t tell what is data and what is voice when it’s being conveyed
across a Packet switched network. It’s all bits and bytes and it’s all voltage.
You can’t tell until it comes at the end and is converted into
something.
So that kind of prohibition will require, I think, fairly
extensive police powers where you have to send in people to search premises and
things like that. And, I think, that becomes … that’s a concern for us and I
think there we are going to have to look at whether you separate that, even if
it’s within the authority, like the separation of the Broadcasting Monitoring
Complaints Committee under the IBA Act, which has some kind quasi independence
from the Authority.
Chair I have some questions, if I can ask
them?
MS LUHABE: Yes, please.
MS CARRIM: And maybe the other
people in the audience could assist. From a regulatory point of view, just going
back to this whole thing about the new economy and the underlying principles
being the same. I agree with that, but one of the issues that I’ve been thinking
about is the Telecoms Act is technology neutral. Its emphasis is on describing
types of services. So we have a Public Switched Network, we have Mobile Cellular
Communication services, we have Value Added Network Services. The emphasis is on
prescribing services and people are given licences according to the services
that they provide.
One of the concerns that I have is how do we deal
with convergence and things like Internet telephony where you’re using Internet
protocol to provide basic telephone services? With convergence you’ve got a
situation where you’ve got a fixed and mobile convergence switch. We’re still
trying to understand what that is, but with that kind of convergence how do you
then utilise … do you prescribe new services? If somebody is using Internet
telephony or Internet protocol to provide basic telephone services, do you just
slot them in under Public Switched Network Services or do you slot them in under
VANS? That raises a lot of issues as to how you define a market and
cross-ownership issues. Because if you’re going to prohibit cross-ownership as a
form of promoting competition and preventing growth of market share by one or
two players, it’s going to raise the question of how you define markets. And I’m
hoping that people in the audience can actually…
MS LUHABE: Is there
someone in the audience that can help? Richard probably would have been best
suited and I don’t think he is here. Is there anyone who can assist with this
question in the audience? Dan can you make an attempt from your
experience?
PROF RUBINFELD: Well in the US we handle these issues
somewhat differently. So I’m reluctant to really talk and then the FCC would
have authority, even for these telecom issues, even as they reach the Internet.
But we handle it somewhat differently. So I think I’ll leave it at
that.
MR ZLOTNICK: Just an observation on that I think what Jasmine’s
question exposes is the difficulty of attempting to attach labels, which define
powers of regulatory bodies in an industry which moves so fast, because
notwithstanding that is technology neutral. The claims made by the competing
parties, the incumbents versus those who are trying to edge in, at least what
the incumbents perceive as being edged in on their territory, turns on a
definition of language used in either legislation or regulations. And that, I
mean we’ve seen this been dragging for four (4) or five (5) years, has shown
that that kind of attempted regulation is perhaps proving … notwithstanding its
motives, is proving inefficient.
MS CARRIM: Can I just respond to
one other thing before I leave, Chair? This is a question that was raised by
Alan about polls and basic infrastructure sharing. And, I think, that just as a
response that as a regulator we anticipate a fair amount of problems around the
sharing of infrastructure between the SNO and Telkom. And I think a lot of that
debate is going to revolve around whether polls and rights of way, public rights
of way, etc, are essential facilities. I think that’s going to become where
you’re going to draw the line. I think, that one of the ways you could avoid
that debate from becoming crippling is by regulating, prospectively saying this
is how infrastructure sharing would be and issue some kind of guidelines in the
way that the regulator has issued interconnection and facilities leasing
guidelines. And hopefully they won’t be challenged by anybody and that we’d be
able to move pretty swiftly in helping the SNO come to some kind of successful
commercial operation.
MS LUHABE: Thank you.
PROF RUBINFELD: It might be useful to look at the US expanse here for some
guidance, because I think it’s worked quite well overall. In the United States
telecom is regulated through the Federal Communications Commission, but Telecom
is also significantly studied by the competition authorities, by the Anti-Trust
Division of the Justice Department. There is a very significant staff that
follows Telecom and the two groups actually, generally speaking, work quite well
together. They have somewhat different missions. Now the Telecom Group in the
Anti-Trust Division does more than just look at mergers. They actually study the
markets as they’re revolving and actually occasionally come out with policies.
They’re involved occasionally with business reviews where they have a look at
new issues as they’re arising. And over the next couple of years, I think,
you’ll see a further division of labour between the FCC and the Anti-Trust
Division, because Michael Powell, who is the Head of the FCC who was quoted as
saying that regulation is not good for innovation. Most people don’t realise he
had been the Chief of Staff for Joel Kline at the Anti-Trust Division and I
think Mike Powell would say competition enforcement is good for innovation as
well. That would be the second part of this quote.
So I think you’ll
see some further co-operation and also a division of labour between the two
groups that handle telecom and I think it’s working quite well.
MS LUHABE: There were two hands. You wanted to ask a question or did you
change your mind?
QUESTION: I just want to ask the panel, when it comes
to the regulation of technology in South Africa, do you think South Africa has
sufficient skills, financial resources, proper legislation and authority to be
able to keep up with developments in the broad technology field and be able to
regulate it properly?
MS LUHABE: Who wants to answer that one from South Africa?
DR
HIRSCH: Ja, I mean I think that I’ve already said it and I don’t think anybody
disagrees that we don’t currently have sufficient … but I don’t see why we
shouldn’t. You know if we can make the same investment in the other authorities
as we did in the competition authorities.
.